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Thane Alex Swisher
Alex Swisher
CRD#: 6876111
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1601 Elm St Ste 4350
Dallas, TX 75201
Registration History
201820192020202120222023202420252026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2020 - Present (4 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 1/7/2025

B
Mississippi 12/5/2022

B
Arizona 10/18/2022

B
New Mexico 9/21/2023

B
California 11/11/2020

B
Oklahoma 9/16/2020

B
Colorado 9/22/2020

B
Oregon 1/7/2025

B
District of Columbia 2/23/2024

B
Pennsylvania 7/18/2023

B
Florida 3/3/2023

B
Tennessee 1/12/2022

B
Georgia 10/28/2020

B
Texas 4/28/2020

B
Louisiana 6/23/2021

IA
Texas 4/28/2020

B
Maryland 1/22/2025

B
Utah 7/29/2020

B
Massachusetts 4/5/2023

B
Washington 3/3/2023

B
Minnesota 1/7/2025

B
West Virginia 2/13/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1601 Elm St Ste 4350, Dallas, TX 75201
3200 SOUTHWEST FWY STE 3100, HOUSTON, TX 77027-7528
Registered with this firm since 4/28/2020

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1601 Elm St Ste 4350, Dallas, TX 75201
3200 SOUTHWEST FWY STE 3100, HOUSTON, TX 77027-7528
Registered with this firm since 4/9/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.