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Detailed Report
EUGENE CHO
CRD#: 6875612
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7000 LINCOLN DR E STE 301
MARLTON, NJ 08053
Registration History
2018201920202021202220232024202520262 FIRMS2019 - Present (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - 2018 (<1 year)
License(s)

State Registrations

B
Alabama 1/24/2020
B
Nevada 6/12/2019
B
Arizona 5/20/2021
B
New Hampshire 10/5/2023
B
Arkansas 5/20/2021
B
New Jersey 1/29/2019
B
California 1/2/2020
IA
New Jersey 3/11/2019
B
Colorado 6/18/2019
B
New Mexico 5/3/2021
B
Connecticut 6/12/2019
B
New York 6/12/2019
B
Delaware 6/12/2019
B
North Carolina 1/24/2020
B
District of Columbia 6/12/2019
B
Ohio 8/30/2023
B
Florida 6/12/2019
B
Oklahoma 1/24/2020
B
Georgia 6/12/2019
B
Oregon 3/9/2020
B
Hawaii 6/12/2019
B
Pennsylvania 6/12/2019
B
Illinois 6/12/2019
B
South Carolina 6/12/2019
B
Kentucky 5/20/2021
B
South Dakota 7/5/2023
B
Louisiana 2/21/2023
B
Tennessee 6/12/2019
B
Maine 1/12/2024
B
Texas 6/12/2019
B
Maryland 6/12/2019
IA
Texas 6/12/2019
B
Massachusetts 8/14/2023
B
Utah 8/31/2023
B
Michigan 12/22/2021
B
Virginia 6/12/2019
B
Minnesota 7/10/2024
B
Washington 6/12/2019
B
Mississippi 1/12/2024
B
West Virginia 5/20/2021
B
Missouri 6/12/2019
B
Wisconsin 11/6/2020
B
Montana 9/27/2024
B
Wyoming 6/12/2019
B
Nebraska 12/13/2019

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7000 LINCOLN DR E STE 301, MARLTON, NJ 08053
Registered with this firm since 3/11/2019
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7000 LINCOLN DR E STE 301, MARLTON, NJ 08053
Registered with this firm since 1/29/2019
Previous Registration(s)
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B
 04/13/2018 - 10/26/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.