Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MELODY MAY
Hope May, Melody H May, Melody Hope May
CRD#: 6875200
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6051/6061 N STATE HWY 161
IRVING, TX 75038
Registration History
20172018201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2023 - 2024 (1 year)BGOLDMAN SACHS CUSTODY SOLUTIONS (CRD# 48015)2022 - 2023 (1 year)BTD AMERITRADE, INC. (CRD# 7870)2018 - 2022 (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Texas 6/26/2024
IA
Texas 7/1/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6051/6061 N STATE HWY 161, IRVING, TX 75038
Registered with this firm since 7/1/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6051/6061 N STATE HWY 161, IRVING, TX 75038
Registered with this firm since 6/26/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/18/2023 - 06/11/2024 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MILWAUKEE, WI
B
 03/02/2022 - 03/07/2023 GOLDMAN SACHS CUSTODY SOLUTIONS (CRD#:48015) MCLEAN, VA
B
 11/09/2018 - 01/04/2022 TD AMERITRADE, INC. (CRD#:7870) Southlake, TX
B
 11/30/2017 - 10/11/2018 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.