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Detailed Report
Richard Joseph Haberstroh
Richard Joseph Haberstroh Jr, Richard Walter Haberstroh
CRD#: 6873938
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 BIRMINGHAM, AL
Registration History
2018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BLINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)2018 - 2022 (3 years)IALINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)2019 - 2022 (3 years)
License(s)

State Registrations

B
Alabama 5/27/2022
B
Iowa 11/15/2022
IA
Alabama 5/27/2022
IA
Iowa 12/12/2022
B
California 5/27/2022
B
Oregon 1/22/2025
IA
California 5/31/2022
B
Texas 10/29/2024
B
Florida 5/27/2022
IA
Texas 10/29/2024
IA
Florida 5/31/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
BIRMINGHAM, AL
Registered with this firm since 5/27/2022
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
BIRMINGHAM, AL
Registered with this firm since 5/27/2022
Previous Registration(s)
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IA
 06/05/2019 - 06/02/2022 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) BIRMINGHAM, AL
B
 10/29/2018 - 06/02/2022 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) BIRMINGHAM, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.