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Detailed Report
Chase Deen Roten
CRD#: 6873292
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1618 E Main St
Cushing, OK 74023-2919
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Alabama 6/1/2022
B
Nebraska 2/2/2024
B
Arizona 1/6/2021
B
New Mexico 1/21/2025
B
Arkansas 1/6/2021
B
North Carolina 5/17/2022
B
California 8/5/2021
B
Ohio 3/22/2023
B
Colorado 9/25/2023
B
Oklahoma 6/2/2020
B
District of Columbia 10/21/2024
IA
Oklahoma 6/2/2020
B
Georgia 1/2/2024
B
Texas 7/31/2020
B
Kentucky 2/2/2024
IA
Texas 4/19/2021
B
Missouri 5/23/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1618 E Main St, Cushing, OK 74023-2919
Registered with this firm since 6/2/2020
B
EDWARD JONES (CRD#:250)
1618 E Main St, Cushing, OK 74023-2919
Registered with this firm since 5/7/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.