Individual Firm
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DAMIEN ANTHONY MARTINEZ
Damien Anthony Martinez, Damien Martinez
CRD#: 6873176
IA
B
PRINCIPAL SECURITIES, INC.CRD#: 1137 1128 Lincoln Mall
Ste 200
Lincoln, NE 68508
Ste 200
Lincoln, NE 68508
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3/20/1999
Criminal
Final Disposition
State Registrations
B
Alaska 10/7/2021
B
Missouri 7/17/2023
B
Arizona 9/27/2021
B
Nebraska 6/21/2023
B
California 9/29/2020
IA
Nebraska 7/13/2023
B
Colorado 6/8/2023
B
New York 8/4/2023
B
Connecticut 6/8/2023
B
Oklahoma 8/14/2023
B
Florida 6/9/2023
B
Oregon 5/22/2020
B
Georgia 1/9/2024
B
South Dakota 5/22/2020
B
Idaho 6/14/2021
B
Texas 8/7/2023
B
Illinois 7/25/2023
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Texas 8/7/2023
B
Indiana 8/7/2023
B
Utah 9/15/2021
B
Iowa 6/8/2023
B
Virginia 6/8/2021
B
Kansas 7/10/2023
B
Washington 1/3/2020
B
Kentucky 6/9/2023
B
Wyoming 1/6/2025
B
Minnesota 5/10/2021
SRO Registrations
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Registered with this firm since 1/3/2020
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Registered with this firm since 1/3/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/02/2018 - 04/09/2019 | TACOMA, WA | |
B | 04/23/2018 - 04/09/2019 | TACOMA, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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