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JOHN PLOWMAN
John Davis Plowman
CRD#: 6873114
IA
Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2019 (1 year)2 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - 2018 (<1 year)
License(s)

State Registrations

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Florida 2/22/2023

B
Tennessee 2/22/2023

B
Georgia 2/22/2023

IA
Texas 3/3/2023

IA
Georgia 2/27/2023

B
Texas 10/23/2024

B
North Carolina 2/22/2023

SRO Registrations

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Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

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New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 2/27/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 2/22/2023

Previous Registration(s)
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IA
09/13/2021 - 02/24/2023 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) JACKSONVILLE, FL
B
09/08/2021 - 02/23/2023 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) DURHAM, NC
IA
03/25/2020 - 07/08/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) RALEIGH, NC
B
03/25/2020 - 07/08/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) RALEIGH, NC
IA
06/27/2018 - 10/10/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RALEIGH, NC
B
06/27/2018 - 10/10/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RALEIGH, NC
B
01/18/2018 - 05/08/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RALEIGH, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.