• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CAROLYN BURGIN
Carolyn Annette Burgin, Carolyn Burgin
CRD#: 6872536
IA
Investment Adviser
B
Broker
ESI FINANCIAL ADVISORSCRD#: 265 FAYETTEVILLE, GA
Registration History
2018201920202021202220232024202520262 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BAXA ADVISORS, LLC (CRD# 6627)2018 - 2019 (1 year)
License(s)

State Registrations

B
District of Columbia 10/12/2021

B
Maryland 10/24/2024

B
Florida 1/5/2023

B
New York 4/5/2022

B
Georgia 4/2/2021

B
Ohio 4/9/2021

IA
Georgia 4/8/2021

B
Texas 12/16/2024

B
Louisiana 4/2/2021

B
Virginia 10/4/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ESI FINANCIAL ADVISORS (CRD#:265)
FAYETTEVILLE, GA
Registered with this firm since 4/8/2021

B
EQUITY SERVICES, INC. (CRD#:265)
FAYETTEVILLE, GA
Registered with this firm since 4/2/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/17/2020 - 04/08/2021 MML INVESTORS SERVICES, LLC (CRD#:10409) Peachtree Corners, GA
B
01/23/2020 - 04/08/2021 MML INVESTORS SERVICES, LLC (CRD#:10409) Peachtree Corners, GA
B
03/27/2018 - 11/13/2019 AXA ADVISORS, LLC (CRD#:6627) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.