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Detailed Report
Lauren Taylor Gunthner
Lauren Gunthner
CRD#: 6871263
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2000 Westchester Avenue
1NC
Purchase, NY 10577
Registration History
201920202021202220232024202520262 FIRMS2019 - 2023 (4 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 8/26/2024
B
New Jersey 11/17/2023
B
Arizona 11/17/2023
B
New York 11/17/2023
B
California 11/17/2023
IA
New York 11/17/2023
B
Colorado 11/17/2023
B
North Carolina 11/17/2023
B
Connecticut 11/17/2023
B
Ohio 11/17/2023
IA
Connecticut 11/17/2023
B
Oregon 11/17/2023
B
Delaware 11/17/2023
B
Pennsylvania 11/17/2023
B
Florida 11/17/2023
B
Rhode Island 11/17/2023
B
Georgia 11/17/2023
B
South Carolina 1/9/2024
B
Idaho 11/17/2023
B
Tennessee 11/17/2023
B
Illinois 11/17/2023
B
Texas 11/17/2023
B
Maine 11/17/2023
IA
Texas 11/17/2023
B
Maryland 11/17/2023
B
Utah 11/17/2023
B
Massachusetts 11/17/2023
B
Vermont 11/17/2023
B
Missouri 11/17/2023
B
Virginia 11/17/2023
B
Montana 11/17/2023
B
Washington 11/17/2023
B
Nevada 11/17/2023
B
Wisconsin 11/17/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2000 Westchester Avenue 1NC, Purchase, NY 10577
Registered with this firm since 11/17/2023
B
MORGAN STANLEY (CRD#:149777)
2000 Westchester Avenue 1NC, Purchase, NY 10577
Registered with this firm since 11/17/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/07/2019 - 11/18/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) STAMFORD, CT
B
 02/04/2019 - 11/18/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) STAMFORD, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.