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Detailed Report
CALEB C DUCKWORTH
Caleb Christopher Duckworth
CRD#: 6870308
IA
Investment Adviser
B
Broker
FIFTH THIRD SECURITIES, INC.CRD#: 628 601 PHOENIX ST.
SOUTH HAVEN, MI 49090
Registration History
2018201920202021202220232024202520262 FIRMS2019 - Present (5 years)BTHE HUNTINGTON INVESTMENT COMPANY (CRD# 16986)2018 - 2019 (1 year)
License(s)

State Registrations

B
Arizona 1/24/2023
IA
Michigan 7/11/2019
B
Colorado 1/24/2023
B
Ohio 1/25/2023
B
Florida 8/9/2022
B
South Carolina 11/18/2024
B
Illinois 1/24/2023
B
Texas 1/24/2023
B
Kentucky 1/24/2023
B
Virginia 1/24/2023
B
Michigan 7/3/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIFTH THIRD SECURITIES, INC. (CRD#:628)
601 PHOENIX ST., SOUTH HAVEN, MI 49090
403 BUTTERNUT DR, HOLLAND, MI 49424
Registered with this firm since 7/11/2019
B
FIFTH THIRD SECURITIES, INC. (CRD#:628)
601 PHOENIX ST., SOUTH HAVEN, MI 49090
403 BUTTERNUT DR, HOLLAND, MI 49424
Registered with this firm since 7/3/2019
Previous Registration(s)
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B
 01/30/2018 - 06/13/2019 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) HOLLAND, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.