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Detailed Report
Charles Mark Coleman
CRD#: 6869716
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Investment Adviser
TRITON INVESTMENTS, LLCCRD#: 297585 BISMARCK, ND
Registration History
2017201820192020202120222023202420252026IATRITON INVESTMENTS, LLC (CRD# 297585)2018 - Present (6 years)IAREGAL INVESTMENT ADVISORS LLC (CRD# 125004)2017 - 2018 (<1 year)
License(s)

State Registrations

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Minnesota 5/16/2019
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North Dakota 7/23/2018
Current Registration(s)
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TRITON INVESTMENTS, LLC (CRD#:297585)
BISMARCK, ND
Registered with this firm since 7/23/2018
Previous Registration(s)
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 10/19/2017 - 04/03/2018 REGAL INVESTMENT ADVISORS LLC (CRD#:125004) Bismark, ND
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.