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Detailed Report
Andrew N Dutton
CRD#: 6869349
IA
Investment Adviser
B
Broker
BLACKRIDGE ASSET MANAGEMENT, LLCCRD#: 277085 171 S. Main Street
Doylestown, PA 18901
PEAK BROKERAGE SERVICES, LLCCRD#: 157045 171 S. Main Street
Doylestown, PA 18901
Registration History
2018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BAMERICAN TRUST INVESTMENT SERV... (CRD# 3001)2020 - 2023 (3 years)BPRIMEX (CRD# 29394)2019 - 2020 (<1 year)BSANDLAPPER SECURITIES, LLC (CRD# 137906)2018 - 2019 (<1 year)IACHICAGO CAPITAL MANAGEMENT ADV... (CRD# 123483)2021 - 2023 (2 years)
Disclosure(s)
View By:
12/8/2023
Customer Dispute
Pending
License(s)

State Registrations

B
Florida 8/3/2023
B
South Carolina 11/15/2024
B
Pennsylvania 8/3/2023
B
Wyoming 8/3/2023
IA
Pennsylvania 8/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
PEAK BROKERAGE SERVICES, LLC (CRD#:157045)
171 S. Main Street, Doylestown, PA 18901
171 S. Main Street, Doylestown, PA 18901
Registered with this firm since 8/3/2023
IA
BLACKRIDGE ASSET MANAGEMENT, LLC (CRD#:277085)
171 S. Main Street, Doylestown, PA 18901
Registered with this firm since 8/3/2023
Previous Registration(s)
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IA
 07/26/2021 - 08/10/2023 CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC (CRD#:123483) Doylestown, PA
B
 05/18/2020 - 08/10/2023 AMERICAN TRUST INVESTMENT SERVICES, INC. (CRD#:3001) Doylestown, PA
B
 05/14/2019 - 04/29/2020 PRIMEX (CRD#:29394) NEW YORK, NY
B
 06/19/2018 - 05/13/2019 SANDLAPPER SECURITIES, LLC (CRD#:137906)
FINRA expelled the firm on 06/30/2020
Doylestown, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.