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Joshua K Whitmore
CRD#: 6869329
IA
Investment Adviser
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Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 300 S Tryon St
Charlotte, NC 28202
Registration History
20192020202120222023202420253 FIRMS2023 - Present (1 year)BLPL FINANCIAL LLC (CRD# 6413)2019 - 2023 (4 years)IALPL FINANCIAL LLC (CRD# 6413)2020 - 2023 (3 years)
License(s)

State Registrations

IA
North Carolina 9/20/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
300 S Tryon St, Charlotte, NC 28202
Tega Cay, SC
Registered with this firm since 9/20/2023

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AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
300 S Tryon St, Charlotte, NC 28202
Tega Cay, SC
Registered with this firm since 9/20/2023

B
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (CRD#:26506)
300 S Tryon St, Charlotte, NC 28202
Tega Cay, SC
Registered with this firm since 9/20/2023

Previous Registration(s)
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IA
05/18/2020 - 09/15/2023 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
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03/05/2019 - 09/15/2023 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.