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ANDY CHANANDA DAS
ANDY DAS
CRD#: 6868817
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 13355 NOEL RD
DALLAS, TX 75240
Registration History
2018201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2018 - 2024 (6 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2021 - 2024 (3 years)
Disclosure(s)
View By:
9/6/2022
Criminal
Pending Charge
License(s)

State Registrations

B
Arkansas 12/20/2024

B
New Mexico 12/3/2024

B
Colorado 12/6/2024

B
Oklahoma 12/2/2024

B
Florida 12/3/2024

IA
Texas 11/26/2024

B
Louisiana 12/13/2024

B
Texas 11/27/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13355 NOEL RD, DALLAS, TX 75240
Registered with this firm since 11/26/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13355 NOEL RD, DALLAS, TX 75240
Registered with this firm since 11/26/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/04/2021 - 11/01/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) Westlake, TX
B
08/30/2018 - 11/01/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) Westlake, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.