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BRIAN SCOTT SNIFFEN
Brian Scott Sniffen, Brian Sniffen
CRD#: 6863840
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 TWO CONTRA WAY
MERRIMACK, NH 03054
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 IVORYTON, CT
Registration History
20172018201920202021202220232024202520262 FIRMS2018 - 2020 (1 year)2 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BDAVID LERNER ASSOCIATES, INC. (CRD# 5397)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Alabama 11/29/2021

B
Montana 11/29/2021

B
Alaska 11/29/2021

B
Nebraska 11/29/2021

B
Arizona 11/29/2021

B
Nevada 11/29/2021

B
Arkansas 11/29/2021

B
New Hampshire 11/29/2021

B
California 11/29/2021

B
New Jersey 11/29/2021

B
Colorado 11/29/2021

B
New Mexico 11/29/2021

B
Connecticut 11/29/2021

B
New York 11/29/2021

IA
Connecticut 12/9/2021

B
North Carolina 11/29/2021

B
Delaware 11/29/2021

B
North Dakota 11/29/2021

B
District of Columbia 11/29/2021

B
Ohio 11/29/2021

B
Florida 11/29/2021

B
Oklahoma 11/29/2021

B
Georgia 11/29/2021

B
Oregon 11/29/2021

B
Hawaii 11/29/2021

B
Pennsylvania 11/29/2021

B
Idaho 11/29/2021

B
Puerto Rico 11/29/2021

B
Illinois 11/29/2021

B
Rhode Island 11/29/2021

B
Indiana 11/29/2021

B
South Carolina 11/29/2021

B
Iowa 11/29/2021

B
South Dakota 11/29/2021

B
Kansas 11/29/2021

B
Tennessee 11/29/2021

B
Kentucky 11/29/2021

B
Texas 11/29/2021

B
Louisiana 11/29/2021

IA
Texas 12/9/2021

B
Maine 11/29/2021

B
Utah 11/29/2021

B
Maryland 11/29/2021

B
Vermont 11/29/2021

B
Massachusetts 11/29/2021

B
Virginia 11/29/2021

B
Michigan 11/29/2021

B
Washington 11/29/2021

B
Minnesota 11/29/2021

B
West Virginia 11/29/2021

B
Mississippi 11/29/2021

B
Wisconsin 11/29/2021

B
Missouri 11/29/2021

B
Wyoming 11/29/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
TWO CONTRA WAY, MERRIMACK, NH 03054
Registered with this firm since 12/9/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
IVORYTON, CT
Registered with this firm since 11/29/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/18/2020 - 12/03/2021 VANGUARD ADVISERS, INC. (CRD#:106715) Malvern, PA
B
09/18/2020 - 12/03/2021 VANGUARD MARKETING CORPORATION (CRD#:7452) MALVERN, PA
B
10/17/2018 - 07/28/2020 LPL FINANCIAL LLC (CRD#:6413) CHESTER, CT
IA
10/19/2018 - 07/16/2020 PRIVATE ADVISOR GROUP, LLC (CRD#:155216) CHESTER, CT
B
12/11/2017 - 08/06/2018 DAVID LERNER ASSOCIATES, INC. (CRD#:5397) WESTPORT, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.