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Detailed Report
Scott Lewis Batley
Scott Batley, Walter Scott Blanchard
CRD#: 6863088
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 9800 Schwab Way
Lone Tree, CO 80124
Registration History
20172018201920202021202220232024202520262 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BROBINHOOD FINANCIAL, LLC (CRD# 165998)2021 - 2022 (1 year)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)2017 - 2021 (3 years)IAT. ROWE PRICE ADVISORY SERVICE... (CRD# 108958)2020 - 2021 (1 year)
License(s)

State Registrations

B
Alabama 11/4/2024
B
Montana 11/4/2024
B
Alaska 11/4/2024
B
Nebraska 11/4/2024
B
Arizona 11/4/2024
B
Nevada 11/4/2024
B
Arkansas 11/4/2024
B
New Hampshire 11/4/2024
B
California 11/4/2024
B
New Jersey 11/4/2024
B
Colorado 10/29/2024
B
New Mexico 11/4/2024
IA
Colorado 10/29/2024
B
New York 11/4/2024
B
Connecticut 11/4/2024
B
North Carolina 11/4/2024
B
Delaware 11/4/2024
B
North Dakota 11/4/2024
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District of Columbia 11/4/2024
B
Ohio 11/4/2024
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Florida 11/4/2024
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Oklahoma 11/4/2024
B
Georgia 11/4/2024
B
Oregon 11/4/2024
B
Hawaii 11/4/2024
B
Pennsylvania 11/4/2024
B
Idaho 11/4/2024
B
Puerto Rico 11/4/2024
B
Illinois 11/4/2024
B
Rhode Island 11/4/2024
B
Indiana 11/4/2024
B
South Carolina 11/4/2024
B
Iowa 11/4/2024
B
South Dakota 11/4/2024
B
Kansas 11/4/2024
B
Tennessee 11/4/2024
B
Kentucky 11/4/2024
B
Texas 11/4/2024
B
Louisiana 11/4/2024
B
Utah 11/4/2024
B
Maine 11/4/2024
B
Vermont 11/4/2024
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Maryland 11/4/2024
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Virgin Islands 11/4/2024
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Massachusetts 11/4/2024
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Virginia 11/4/2024
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Michigan 11/4/2024
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Washington 11/4/2024
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Minnesota 11/4/2024
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West Virginia 11/4/2024
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Mississippi 11/4/2024
B
Wisconsin 11/4/2024
B
Missouri 11/4/2024
B
Wyoming 11/4/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 10/29/2024
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 10/29/2024
Previous Registration(s)
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IA
 04/11/2023 - 08/05/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) COLORADO SPRINGS, CO
B
 04/11/2023 - 08/05/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) COLORADO SPRINGS, CO
IA
 08/18/2022 - 01/31/2023 EMPOWER ADVISORY GROUP, LLC (CRD#:112058) Colorado Springs, CO
B
 08/18/2022 - 01/31/2023 EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109) GREENWOOD VILLAGE, CO
B
 02/23/2021 - 05/06/2022 ROBINHOOD FINANCIAL, LLC (CRD#:165998) Denver, CO
IA
 02/25/2020 - 02/08/2021 T. ROWE PRICE ADVISORY SERVICES, INC. (CRD#:108958) COLORADO SPRINGS, CO
B
 11/27/2017 - 02/08/2021 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) COLORADO SPRINGS, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.