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CHARI ELIZABETH RIGBY
Chari Elizabeth Emerson, Chari Elizabeth Rigby, Chari Rigby
CRD#: 6860713
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 709 S. Harbor City Blvd
Suite 510
Melbourne, FL 32901
Registration History
201620172018201920202021202220232024202520262 FIRMS2019 - 2020 (<1 year)2 FIRMS2020 - Present (4 years)BLPL FINANCIAL LLC (CRD# 6413)2017 - 2019 (1 year)IALPL FINANCIAL LLC (CRD# 6413)2018 - 2019 (1 year)
Disclosure(s)
View By:
4/26/2016
Financial
Final
License(s)

State Registrations

B
Alabama 10/18/2021

B
Minnesota 10/18/2021

B
Alaska 1/6/2022

B
New Jersey 2/2/2022

B
Arizona 7/7/2021

B
New Mexico 10/18/2021

B
Arkansas 1/10/2022

B
New York 10/14/2021

B
California 11/17/2020

B
North Carolina 12/19/2020

B
Colorado 5/18/2021

B
Ohio 10/27/2021

B
Florida 7/28/2020

B
Pennsylvania 10/7/2021

IA
Florida 7/28/2020

B
South Carolina 12/18/2020

B
Georgia 11/15/2021

B
Tennessee 1/7/2022

B
Illinois 1/13/2022

IA
Texas 11/13/2020

B
Iowa 11/1/2021

B
Texas 11/14/2020

B
Maine 12/1/2023

B
Virginia 2/22/2024

B
Maryland 3/30/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
709 S. Harbor City Blvd Suite 510, Melbourne, FL 32901
Registered with this firm since 7/28/2020

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
709 S. Harbor City Blvd Suite 510, Melbourne, FL 32901
Registered with this firm since 7/27/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/26/2019 - 06/08/2020 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) MELBOURNE, FL
B
09/25/2019 - 06/08/2020 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) MELBOURNE, FL
IA
03/23/2018 - 08/12/2019 LPL FINANCIAL LLC (CRD#:6413) MELBOURNE, FL
B
11/07/2017 - 08/12/2019 LPL FINANCIAL LLC (CRD#:6413) MELBOURNE, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.