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CALEB M WENDZEL
CALEB WENDZEL
CRD#: 6860027
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7900 MOORSBRIDGE RD
PORTAGE, MI 49024
Registration History
20172018201920202021202220232024202520262 FIRMS2018 - Present (6 years)BFIFTH THIRD SECURITIES, INC. (CRD# 628)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Alabama 9/17/2024

B
Nevada 9/17/2024

B
Arizona 10/1/2018

B
New York 9/17/2024

B
California 10/1/2018

IA
North Carolina 11/16/2018

B
Colorado 10/1/2018

B
North Carolina 9/17/2024

B
Florida 10/1/2018

B
Ohio 9/18/2024

B
Georgia 10/1/2018

B
Oregon 9/20/2024

B
Illinois 9/17/2024

B
Pennsylvania 3/12/2019

B
Indiana 10/1/2018

B
South Dakota 9/17/2024

B
Iowa 9/17/2024

B
Tennessee 9/17/2024

B
Kentucky 10/1/2018

B
Texas 9/17/2024

B
Louisiana 12/22/2023

IA
Texas 9/17/2024

B
Massachusetts 10/1/2018

B
Utah 9/17/2024

B
Michigan 6/28/2018

B
Virginia 11/15/2018

IA
Michigan 7/20/2018

IA
Virginia 11/16/2018

B
Minnesota 2/11/2021

B
Washington 10/1/2018

B
Mississippi 10/23/2024

B
Wisconsin 10/23/2018

B
Missouri 9/20/2024

B
Wyoming 10/1/2018

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7900 MOORSBRIDGE RD, PORTAGE, MI 49024
500 MOMANY DR STE 100B, ST. JOSEPH, MI 49085
Registered with this firm since 7/20/2018

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7900 MOORSBRIDGE RD, PORTAGE, MI 49024
500 MOMANY DR STE 100B, ST. JOSEPH, MI 49085
Registered with this firm since 6/28/2018

Previous Registration(s)
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B
09/26/2017 - 05/25/2018 FIFTH THIRD SECURITIES, INC. (CRD#:628) COLOMA, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.