Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Margaret Petersen
Maggie Louise Mayes, Maggie Petersen, Margaret Louise Petersen, Margaret Louise Mayes Petersen
CRD#: 6858840
IA
Investment Adviser
B
Broker
CITIZENS SECURITIES, INC.CRD#: 39550 101 CALIFORNIA STREET
SAN FRANCISCO, CA 94111
Registration History
20172018201920202021202220232024202520263 FIRMS2024 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - 2024 (<1 year)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2017 - 2023 (5 years)IAJ.P. MORGAN PRIVATE WEALTH ADV... (CRD# 108559)2018 - 2024 (6 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2024 - 2024 (<1 year)
License(s)

State Registrations

B
Alabama 4/19/2024
B
Montana 4/19/2024
B
Alaska 4/19/2024
B
Nebraska 4/19/2024
B
Arizona 4/19/2024
B
Nevada 4/19/2024
B
Arkansas 4/19/2024
B
New Hampshire 4/19/2024
B
California 4/19/2024
B
New Jersey 4/19/2024
IA
California 4/19/2024
B
New Mexico 4/19/2024
B
Colorado 4/19/2024
B
New York 4/19/2024
B
Connecticut 4/19/2024
B
North Carolina 4/19/2024
B
Delaware 4/19/2024
B
North Dakota 4/19/2024
B
District of Columbia 4/19/2024
B
Ohio 4/19/2024
B
Florida 4/19/2024
B
Oklahoma 4/19/2024
B
Georgia 4/19/2024
B
Oregon 4/19/2024
B
Hawaii 4/19/2024
B
Pennsylvania 4/19/2024
B
Idaho 4/19/2024
B
Puerto Rico 4/19/2024
B
Illinois 4/19/2024
B
Rhode Island 4/19/2024
B
Indiana 4/19/2024
B
South Carolina 4/19/2024
B
Iowa 4/19/2024
B
South Dakota 4/19/2024
B
Kansas 4/19/2024
B
Tennessee 4/19/2024
B
Kentucky 4/19/2024
B
Texas 4/19/2024
B
Louisiana 4/19/2024
IA
Texas 4/19/2024
B
Maine 4/19/2024
B
Utah 4/19/2024
B
Maryland 4/19/2024
B
Vermont 4/19/2024
B
Massachusetts 4/19/2024
B
Virginia 4/19/2024
B
Michigan 4/19/2024
B
Washington 4/19/2024
B
Minnesota 4/19/2024
B
West Virginia 4/19/2024
B
Mississippi 4/19/2024
B
Wisconsin 4/19/2024
B
Missouri 4/19/2024
B
Wyoming 4/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIZENS SECURITIES, INC. (CRD#:39550)
101 CALIFORNIA STREET, SAN FRANCISCO, CA 94111
Registered with this firm since 4/19/2024
IA
CLARFELD (CRD#:106743)
101 CALIFORNIA STREET SUITE 1800, SAN FRANCISCO, CA 94111
Registered with this firm since 4/19/2024
B
CITIZENS SECURITIES, INC. (CRD#:39550)
101 CALIFORNIA STREET, SAN FRANCISCO, CA 94111
Registered with this firm since 4/19/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/17/2018 - 04/22/2024 J.P. MORGAN PRIVATE WEALTH ADVISORS LLC (CRD#:108559) San Francisco, CA
IA
 03/08/2024 - 04/20/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) San Francisco, CA
B
 09/29/2023 - 04/20/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) San Francisco, CA
B
 12/19/2017 - 09/29/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) San Francisco, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.