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William Patrick Breen
Bill Breen, Billy Breen, William Patrick Breen III
CRD#: 6858398
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 11951 FREEDOM DR
RESTON, VA 20190
RESTON, VA 20190
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Disclosures
6
Years of Experience
View By:
State Registrations
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Alabama 11/26/2024
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New Hampshire 9/22/2023
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Arizona 10/6/2023
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New Jersey 9/19/2023
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California 9/21/2023
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New Mexico 9/20/2023
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Colorado 9/21/2023
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New York 9/19/2023
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Connecticut 9/19/2023
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North Carolina 9/20/2023
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Delaware 9/27/2023
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Ohio 9/19/2023
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District of Columbia 9/19/2023
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Oregon 9/20/2023
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Florida 9/20/2023
B
Pennsylvania 9/20/2023
B
Georgia 9/21/2023
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Rhode Island 9/20/2023
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Illinois 9/29/2023
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South Carolina 9/22/2023
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Indiana 9/20/2023
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Tennessee 9/20/2023
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Iowa 9/22/2023
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Texas 9/20/2023
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Kentucky 9/20/2023
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Texas 9/20/2023
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Maryland 9/20/2023
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Vermont 9/21/2023
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Massachusetts 9/20/2023
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Virginia 9/13/2023
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Michigan 10/13/2023
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Virginia 9/14/2023
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Minnesota 9/19/2023
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Washington 9/19/2023
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Missouri 9/19/2023
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West Virginia 9/21/2023
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Montana 9/20/2023
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Wisconsin 9/19/2023
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Nebraska 7/26/2024
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Wyoming 9/20/2023
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Nevada 9/27/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 9/13/2023
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Registered with this firm since 9/13/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/30/2021 - 07/31/2023 | BETHESDA, MD | |
B | 03/22/2021 - 07/31/2023 | BETHESDA, MD | |
IA | 05/29/2019 - 03/10/2021 | BOSTON, MA | |
B | 04/09/2019 - 03/10/2021 | BOSTON, MA | |
IA | 11/21/2018 - 04/04/2019 | WELLESLEY, MA | |
B | 05/07/2018 - 04/04/2019 | WELLESLEY, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.