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Sebastian Alfonso Lopez III
Sebastian A Lopez III, Sebastian A Lopez
CRD#: 6857154
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 841 Bishop St
Suite 145
Honolulu, HI 96813
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Arizona 4/14/2021

B
Kansas 11/17/2020

B
California 3/5/2018

B
Maryland 5/28/2020

B
District of Columbia 3/26/2024

B
Nevada 5/28/2020

B
Florida 11/5/2020

B
New York 11/17/2020

B
Hawaii 5/2/2019

B
North Carolina 4/19/2022

IA
Hawaii 5/2/2019

B
Texas 6/11/2024

B
Illinois 11/17/2020

B
Washington 11/17/2020

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
841 Bishop St Suite 145, Honolulu, HI 96813
Registered with this firm since 3/5/2018

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
841 Bishop St Suite 145, Honolulu, HI 96813
Registered with this firm since 2/2/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.