• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRETT M JONES
CRD#: 6857137
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 27201 Puerta Real
Suite 100
Mission Viejo, CA 92691-8570
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Arizona 3/6/2018

B
New York 4/19/2018

B
California 3/5/2018

B
Ohio 6/26/2024

IA
California 3/16/2021

B
Oregon 6/25/2024

B
Colorado 6/21/2023

B
Texas 6/25/2024

B
Maryland 3/26/2024

B
Washington 7/26/2021

B
Nevada 1/3/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
27201 Puerta Real Suite 100, Mission Viejo, CA 92691-8570
Registered with this firm since 3/5/2018

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
27201 Puerta Real Suite 100, Mission Viejo, CA 92691-8570
Registered with this firm since 2/2/2018

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.