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Roger Roland Dowdeswell
CRD#: 6854777
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Investment Adviser
KDT ADVISORS, LLCCRD#: 289816 Brooklyn, NY
Registration History
2017201820192020202120222023202420252026IAKDT ADVISORS, LLC (CRD# 289816)2017 - Present (7 years)
License(s)

State Registrations

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New York 6/18/2021

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Texas 10/10/2018

Current Registration(s)
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KDT ADVISORS, LLC (CRD#:289816)
Brooklyn, NY
Registered with this firm since 11/1/2017

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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.