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Detailed Report
Chelsea W Gegan
Chelsea Gegan
CRD#: 6853351
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 Colorado Springs, CO
Registration History
20172018201920202021202220232024202520262 FIRMS2020 - Present (4 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2017 - 2020 (2 years)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2018 - 2020 (1 year)
License(s)

State Registrations

B
Alabama 5/23/2020
B
Missouri 5/23/2020
B
Alaska 5/23/2020
B
Montana 5/23/2020
B
Arizona 5/23/2020
B
Nebraska 5/23/2020
B
Arkansas 5/23/2020
B
Nevada 5/23/2020
B
California 5/23/2020
B
New Hampshire 5/23/2020
B
Colorado 5/23/2020
B
New Jersey 5/23/2020
IA
Colorado 5/23/2020
B
New Mexico 5/23/2020
B
Connecticut 5/23/2020
B
New York 5/23/2020
B
Delaware 5/23/2020
B
North Carolina 5/23/2020
B
District of Columbia 5/23/2020
B
North Dakota 5/23/2020
B
Florida 5/23/2020
B
Ohio 5/23/2020
B
Georgia 5/23/2020
B
Oklahoma 5/23/2020
B
Hawaii 5/23/2020
B
Oregon 5/23/2020
B
Idaho 5/23/2020
B
Pennsylvania 5/23/2020
B
Illinois 5/23/2020
B
Rhode Island 5/23/2020
B
Indiana 5/23/2020
B
South Carolina 5/23/2020
B
Iowa 5/23/2020
B
South Dakota 5/23/2020
B
Kansas 5/23/2020
B
Tennessee 5/23/2020
B
Kentucky 5/23/2020
B
Texas 5/23/2020
B
Louisiana 5/23/2020
B
Utah 5/23/2020
B
Maine 5/23/2020
B
Vermont 5/23/2020
B
Maryland 5/23/2020
B
Virginia 5/23/2020
B
Massachusetts 5/23/2020
B
Washington 5/23/2020
B
Michigan 5/23/2020
B
West Virginia 5/23/2020
B
Minnesota 5/23/2020
B
Wisconsin 5/23/2020
B
Mississippi 5/23/2020
B
Wyoming 5/23/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Colorado Springs, CO
Registered with this firm since 5/23/2020
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Colorado Springs, CO
Registered with this firm since 5/23/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/13/2018 - 05/23/2020 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) COLORADO SPRINGS, CO
B
 10/05/2017 - 05/23/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) COLORADO SPRINGS, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.