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KEVIN HOAI NGUYEN
CRD#: 6853172
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1200 WILSHIRE BLVD
SANTA MONICA, CA 90403-5407
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 2009 PARK PLACE
EL SEGUNDO, CA 90245
Registration History
2017201820192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2020 - Present (5 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - 2019 (2 years)
License(s)

State Registrations

B
Alabama 12/22/2021

B
Nebraska 12/22/2021

B
Alaska 12/22/2021

B
Nevada 12/22/2021

B
Arizona 2/12/2021

B
New Hampshire 12/22/2021

B
Arkansas 12/22/2021

B
New Jersey 2/12/2021

B
California 1/14/2020

B
New Mexico 12/22/2021

IA
California 4/12/2022

B
New York 2/12/2021

B
Colorado 2/12/2021

B
North Carolina 2/12/2021

B
Connecticut 2/12/2021

B
North Dakota 12/22/2021

B
Delaware 12/22/2021

B
Ohio 2/15/2021

B
District of Columbia 12/22/2021

B
Oklahoma 12/22/2021

B
Florida 2/12/2021

B
Oregon 12/22/2021

B
Georgia 2/12/2021

B
Pennsylvania 2/12/2021

B
Hawaii 12/22/2021

B
Puerto Rico 12/22/2021

B
Idaho 12/22/2021

B
Rhode Island 12/22/2021

B
Illinois 2/12/2021

B
South Carolina 12/22/2021

B
Indiana 2/12/2021

B
South Dakota 12/22/2021

B
Iowa 12/22/2021

B
Tennessee 12/22/2021

B
Kansas 12/22/2021

B
Texas 2/12/2021

B
Kentucky 12/22/2021

IA
Texas 4/12/2022

B
Louisiana 12/22/2021

B
Utah 12/22/2021

B
Maine 12/22/2021

B
Vermont 12/22/2021

B
Maryland 2/12/2021

B
Virgin Islands 2/21/2022

B
Massachusetts 2/12/2021

B
Virginia 2/12/2021

B
Michigan 2/12/2021

B
Washington 2/12/2021

B
Minnesota 2/12/2021

B
West Virginia 12/22/2021

B
Mississippi 12/22/2021

B
Wisconsin 2/12/2021

B
Missouri 2/12/2021

B
Wyoming 12/22/2021

B
Montana 12/22/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1200 WILSHIRE BLVD, SANTA MONICA, CA 90403-5407
LOS ANGELES, CA
Registered with this firm since 4/12/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
2009 PARK PLACE, EL SEGUNDO, CA 90245
LOS ANGELES, CA
Registered with this firm since 1/14/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/25/2017 - 10/23/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) DUBLIN, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.