Individual Firm
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Sharam Pavri
SHARAM F PAVRI
CRD#: 6853127
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
SAN FRANCISCO, CA 94104
SAN FRANCISCO, CA 94104
0
Disclosures
7
Years of Experience
View By:
State Registrations
B
Arizona 9/16/2024
B
New York 4/12/2023
B
California 4/12/2023
B
North Carolina 4/12/2023
IA
California 4/13/2023
B
Oregon 4/12/2023
B
Connecticut 4/12/2023
B
Pennsylvania 4/12/2023
B
Delaware 10/24/2023
B
Texas 4/12/2023
B
Florida 10/24/2023
IA
Texas 4/12/2023
B
Massachusetts 4/12/2023
B
Utah 10/24/2023
B
New Jersey 4/12/2023
B
Washington 4/12/2023
B
New Mexico 4/12/2023
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 4/12/2023
B
Registered with this firm since 4/12/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/05/2018 - 04/13/2023 | CUPERTINO, CA | |
B | 11/05/2018 - 04/13/2023 | CUPERTINO, CA | |
IA | 11/27/2017 - 11/12/2018 | SAN JOSE, CA | |
B | 10/18/2017 - 11/12/2018 | SAN JOSE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.