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Detailed Report
JACOB JOSEPH KOKALY
CRD#: 6852433
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 3875 BAY RD.
SUITE 1E
SAGINAW, MI 48603
Registration History
201820192020202120222023202420252026IAOSAIC WEALTH, INC. (CRD# 23131)2019 - Present (5 years)BOSAIC WEALTH, INC. (CRD# 23131)2018 - Present (6 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2018 - 2018 (<1 year)
License(s)

State Registrations

B
Arizona 8/23/2024
IA
Michigan 12/4/2019
B
Michigan 11/2/2018

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
3875 BAY RD. SUITE 1E, SAGINAW, MI 48603
Registered with this firm since 12/4/2019
B
OSAIC WEALTH, INC. (CRD#:23131)
3875 BAY RD. SUITE 1E, SAGINAW, MI 48603
Registered with this firm since 11/2/2018
Previous Registration(s)
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B
 01/03/2018 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) SAGINAW, MI
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www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.