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Detailed Report
Sam Javanmard
CRD#: 6851821
IA
Investment Adviser
B
Broker
KESTRA PRIVATE WEALTH SERVICES, LLCCRD#: 155193 23622 Calabasas Road
Suite 300
Calabasas, CA 91302
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 23622 Calabasas Road
Suite 300
Calabasas, CA 91302
Registration History
201820192020202120222023202420252026IAKESTRA PRIVATE WEALTH SERVICES... (CRD# 155193)2020 - Present (5 years)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)2018 - Present (6 years)BMORGAN STANLEY (CRD# 149777)2018 - 2018 (<1 year)
License(s)

State Registrations

B
California 1/24/2020
IA
California 1/24/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KESTRA PRIVATE WEALTH SERVICES, LLC (CRD#:155193)
23622 Calabasas Road Suite 300, Calabasas, CA 91302
Registered with this firm since 1/24/2020
B
KESTRA INVESTMENT SERVICES, LLC (CRD#:42046)
23622 Calabasas Road Suite 300, Calabasas, CA 91302
Registered with this firm since 11/6/2018
Previous Registration(s)
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B
 07/26/2018 - 10/05/2018 MORGAN STANLEY (CRD#:149777) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.