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Richard Conrad Spangler
CRD#: 6850944
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 100 North Main Street
Suite 2400
Winston-Salem, NC 27101
Registration History
2017201820192020202120222023202420252026IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2018 - Present (7 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2017 - Present (7 years)
License(s)

State Registrations

B
Alaska 1/18/2023

IA
North Carolina 1/5/2018

B
Arizona 1/3/2022

B
Ohio 8/23/2023

B
California 10/28/2022

B
Oklahoma 8/26/2019

B
Colorado 5/12/2022

B
Oregon 11/27/2020

B
District of Columbia 9/29/2022

B
South Carolina 1/31/2018

B
Florida 1/31/2018

B
Tennessee 1/31/2018

B
Georgia 1/31/2018

B
Texas 1/31/2018

B
Michigan 1/31/2018

IA
Texas 2/2/2023

B
New Mexico 11/1/2022

B
Virginia 1/31/2018

B
New York 1/31/2018

B
Washington 1/31/2018

B
North Carolina 1/5/2018

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
100 North Main Street Suite 2400, Winston-Salem, NC 27101
Registered with this firm since 1/5/2018

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
100 North Main Street Suite 2400, Winston-Salem, NC 27101
Registered with this firm since 11/14/2017

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.