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Detailed Report
Christopher James Michael
CRD#: 6849006
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 213 WHITE HORSE PIKE
HADDON HEIGHTS, NJ 08035
CETERA ADVISOR NETWORKS LLCCRD#: 13572 213 WHITE HORSE PIKE
HADDON HEIGHTS, NJ 08035
Registration History
2017201820192020202120222023202420252026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2018 - Present (7 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2017 - 2017 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2018 - 2023 (5 years)
License(s)

State Registrations

B
Florida 7/22/2021
B
New York 6/21/2019
B
Maryland 12/10/2018
B
North Carolina 5/26/2022
B
New Jersey 2/22/2018
B
Pennsylvania 12/10/2018
IA
New Jersey 6/29/2023
B
Virginia 3/27/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
213 WHITE HORSE PIKE, HADDON HEIGHTS, NJ 08035
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
213 WHITE HORSE PIKE, HADDON HEIGHTS, NJ 08035
Registered with this firm since 1/3/2018
Previous Registration(s)
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IA
 02/27/2018 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
B
 10/19/2017 - 12/31/2017 CETERA ADVISOR NETWORKS LLC (CRD#:13572) HADDON HEIGHTS, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.