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Detailed Report
Brian Christopher Echeverria
Brian Echeverria
CRD#: 6848789
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 700 JEFFERSON AVE
REDWOOD CITY, CA 94063
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (7 years)
License(s)

State Registrations

B
Arizona 4/27/2018
B
Oregon 4/27/2018
B
California 3/20/2018
B
Texas 4/27/2018
IA
California 3/20/2018
IA
Texas 5/17/2018
B
Florida 4/27/2018
B
Vermont 2/7/2025
B
Kentucky 12/17/2024
B
Washington 1/3/2020
B
Nevada 4/27/2018

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
700 JEFFERSON AVE, REDWOOD CITY, CA 94063
Registered with this firm since 3/20/2018
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
700 JEFFERSON AVE, REDWOOD CITY, CA 94063
Registered with this firm since 2/15/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.