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Detailed Report
Benjamin A Carney
Ben Carney, Benjamin Austin Carney, Benjamin Carney
CRD#: 6845953
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 233 South Wacker Drive Suite 9200
PWM
Chicago, IL 60606
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2020 (2 years)2 FIRMS2020 - 2022 (2 years)2 FIRMS2023 - 2023 (<1 year)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alabama 9/17/2024
B
Nebraska 9/17/2024
B
Arizona 9/17/2024
B
Nevada 9/17/2024
B
California 9/17/2024
B
New Hampshire 9/17/2024
B
Colorado 9/17/2024
B
New Jersey 9/17/2024
B
Connecticut 9/17/2024
B
New York 9/17/2024
B
Delaware 9/17/2024
B
North Carolina 9/17/2024
B
District of Columbia 9/17/2024
B
North Dakota 9/17/2024
B
Florida 9/17/2024
B
Ohio 9/18/2024
B
Georgia 9/17/2024
B
Oklahoma 9/17/2024
B
Idaho 9/17/2024
B
Oregon 9/17/2024
B
Illinois 9/13/2024
B
Pennsylvania 9/17/2024
IA
Illinois 9/13/2024
B
Rhode Island 9/17/2024
B
Indiana 9/17/2024
B
South Carolina 9/17/2024
B
Iowa 9/17/2024
B
South Dakota 9/17/2024
B
Kansas 9/17/2024
B
Texas 9/17/2024
B
Kentucky 9/17/2024
IA
Texas 9/30/2024
B
Louisiana 9/17/2024
B
Utah 9/17/2024
B
Maryland 9/17/2024
B
Virginia 9/17/2024
B
Massachusetts 9/17/2024
B
Washington 9/17/2024
B
Michigan 9/17/2024
B
West Virginia 9/17/2024
B
Minnesota 9/17/2024
B
Wisconsin 9/17/2024
B
Missouri 9/17/2024
B
Wyoming 9/17/2024
B
Montana 9/17/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
233 South Wacker Drive Suite 9200 PWM, Chicago, IL 60606
Registered with this firm since 9/13/2024
B
MORGAN STANLEY (CRD#:149777)
233 South Wacker Drive Suite 9200 PWM, Chicago, IL 60606
Registered with this firm since 9/13/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/12/2023 - 08/17/2023 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) CHICAGO, IL
B
 07/12/2023 - 08/17/2023 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) CHICAGO, IL
IA
 07/21/2020 - 12/22/2022 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Naperville, IL
B
 07/21/2020 - 12/22/2022 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) NAPERVILLE, IL
IA
 11/13/2017 - 07/16/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAKE FOREST, IL
B
 10/02/2017 - 07/16/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAKE FOREST, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.