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Ricardo Tiscareno
CRD#: 6845937
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 B ST
SAN DIEGO, CA 92101
Registration History
20202021202220232024202520262 FIRMS2020 - Present (5 years)
License(s)

State Registrations

B
Arizona 5/19/2020

B
Michigan 5/19/2020

B
California 9/19/2023

B
Missouri 5/19/2020

IA
California 9/19/2023

B
Nebraska 8/9/2024

B
District of Columbia 2/3/2025

B
Nevada 5/19/2020

B
Florida 5/19/2020

B
North Carolina 1/22/2025

B
Illinois 2/25/2020

B
Oregon 9/28/2023

IA
Illinois 2/25/2020

B
Texas 5/19/2020

B
Indiana 5/19/2020

IA
Texas 5/29/2020

B
Iowa 5/19/2020

B
Washington 9/28/2023

B
Kentucky 5/19/2020

B
Wisconsin 5/19/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
Registered with this firm since 2/25/2020

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
Registered with this firm since 1/24/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.