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ROBERT TAYLOR COX
ROBERT COX, Robert Taylor Cox
CRD#: 6845529
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1801 WEWATTA ST.
SUITE 100 and 925
DENVER, CO 80202-6319
SUITE 100 and 925
DENVER, CO 80202-6319
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1801 WEWATTA ST.
SUITE 100 AND 925
DENVER, CO 80202
SUITE 100 AND 925
DENVER, CO 80202
0
Disclosures
4
Years of Experience
View By:
State Registrations
B
Arizona 8/12/2024
B
Montana 1/29/2025
B
Colorado 8/12/2024
B
Nebraska 1/29/2025
IA
Colorado 8/15/2024
B
New Mexico 1/29/2025
B
Idaho 1/29/2025
B
Ohio 11/22/2024
B
Kansas 1/29/2025
B
Texas 8/16/2024
B
Kentucky 2/11/2025
IA
Texas 8/28/2024
B
Massachusetts 12/26/2024
B
Utah 1/29/2025
B
Missouri 1/29/2025
B
Wyoming 1/29/2025
SRO Registrations
B
B
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IA
Registered with this firm since 8/15/2024
B
Registered with this firm since 8/12/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/26/2021 - 08/07/2024 | Scottsdale, AZ | |
B | 03/12/2021 - 08/07/2024 | SCOTTSDALE, AZ | |
IA | 02/14/2018 - 09/04/2018 | PHOENIX, AZ | |
IA | 02/14/2018 - 09/04/2018 | PHOENIX, AZ | |
B | 12/14/2017 - 09/04/2018 | PHOENIX, AZ | |
B | 12/14/2017 - 09/04/2018 | PHOENIX, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.