• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
NICOLE MARIE BAIN
NICOLE MARIE HENDRY
CRD#: 6845063
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 21701 HAWTHORNE BLVD
TORRANCE, CA 90503
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 111 SOUTH WESTLAKE BLVD #103
THOUSAND OAKS, CA 91362
Registration History
201820192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2019 - Present (5 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 2/12/2021

B
Missouri 1/30/2024

B
Arizona 7/8/2022

B
Nevada 3/2/2023

B
California 11/26/2018

B
Oregon 3/30/2022

IA
California 10/24/2019

B
South Carolina 3/29/2024

B
Colorado 5/3/2024

B
Texas 9/9/2022

B
Florida 7/8/2022

IA
Texas 9/23/2022

B
Idaho 8/24/2023

B
Washington 11/9/2020

B
Michigan 1/5/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
21701 HAWTHORNE BLVD, TORRANCE, CA 90503
Registered with this firm since 10/24/2019

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
111 SOUTH WESTLAKE BLVD #103, THOUSAND OAKS, CA 91362
CASTAIC, CA
Registered with this firm since 9/25/2018

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.