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SAMUEL J KIRK
Samuel Kirk
CRD#: 6841311
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 11309 N. Port Washington
Mequon, WI 53092-3411
Registration History
201920202021202220232024202520262 FIRMS2020 - Present (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2019 - 2020 (1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2020 - 2020 (<1 year)
License(s)

State Registrations

B
Alabama 2/22/2021

B
Montana 2/22/2021

B
Alaska 2/22/2021

B
Nebraska 2/22/2021

B
Arizona 2/22/2021

B
Nevada 2/22/2021

B
Arkansas 2/22/2021

B
New Hampshire 2/22/2021

B
California 2/22/2021

B
New Jersey 2/22/2021

B
Colorado 2/22/2021

B
New Mexico 2/22/2021

B
Connecticut 2/22/2021

B
New York 2/22/2021

B
Delaware 2/22/2021

B
North Carolina 2/22/2021

B
District of Columbia 2/22/2021

B
North Dakota 2/22/2021

B
Florida 10/30/2020

B
Ohio 2/23/2021

B
Georgia 2/22/2021

B
Oklahoma 2/22/2021

B
Hawaii 5/19/2023

B
Oregon 2/22/2021

B
Idaho 2/22/2021

B
Pennsylvania 2/22/2021

B
Illinois 10/30/2020

B
Rhode Island 5/19/2023

B
Indiana 1/5/2021

B
South Carolina 2/22/2021

B
Iowa 2/22/2021

B
South Dakota 2/22/2021

B
Kansas 2/22/2021

B
Tennessee 2/22/2021

B
Kentucky 2/22/2021

B
Texas 2/22/2021

B
Louisiana 2/22/2021

B
Utah 2/22/2021

B
Maine 2/22/2021

B
Vermont 2/22/2021

B
Maryland 2/22/2021

B
Virginia 2/22/2021

B
Massachusetts 2/22/2021

B
Washington 2/22/2021

B
Michigan 2/22/2021

IA
Wisconsin 10/22/2020

B
Minnesota 2/22/2021

B
Wisconsin 10/30/2020

B
Missouri 2/22/2021

B
Wyoming 5/19/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
11309 N. Port Washington, Mequon, WI 53092-3411
Registered with this firm since 10/22/2020

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
11309 N. Port Washington, Mequon, WI 53092-3411
Registered with this firm since 10/30/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/20/2020 - 09/16/2020 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) WESTLAKE, TX
B
08/29/2019 - 09/10/2020 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.