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CONNOR LEWIS CARNDUFF
CONNOR CARNDUFF
CRD#: 6840787
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 3330 Ginger Creek Dr. Ste C
Springfield, IL 62702
Springfield, IL 62702
LPL FINANCIAL LLCCRD#: 6413 3330 GINGER CREEK DR STE C
SPRINGFIELD, IL 62711
SPRINGFIELD, IL 62711
0
Disclosures
7
Years of Experience
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State Registrations
B
Florida 8/6/2021
B
Missouri 1/23/2024
B
Illinois 8/6/2021
B
Texas 8/6/2021
IA
Illinois 8/6/2021
IA
Texas 7/19/2024
B
Indiana 8/6/2021
SRO Registrations
B
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IA
Registered with this firm since 8/6/2021
B
Registered with this firm since 8/6/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/13/2017 - 08/13/2021 | SPRINGFIELD, IL | |
B | 09/19/2017 - 08/13/2021 | SPRINGFIELD, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.