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ANTHONY MICHAEL PIATEK
Anthony Michal Piatek
CRD#: 6840671
IA
Investment Adviser
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Broker
NORTHERN TRUST INVESTMENTS, INCORPORATEDCRD#: 105780 181 W. Madison
Chicago, IL 60603
NORTHERN TRUST SECURITIES, INC.CRD#: 7927 181 WEST MADISON
CHICAGO, IL 60675
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2019 (1 year)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

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Alabama 4/4/2019

B
Montana 4/4/2019

B
Alaska 4/4/2019

B
Nebraska 4/4/2019

B
Arizona 4/4/2019

B
Nevada 4/4/2019

B
Arkansas 4/4/2019

B
New Hampshire 4/4/2019

B
California 4/4/2019

B
New Jersey 4/4/2019

B
Colorado 4/4/2019

B
New Mexico 4/4/2019

B
Connecticut 4/4/2019

B
New York 4/4/2019

B
Delaware 4/4/2019

B
North Carolina 4/4/2019

B
District of Columbia 4/4/2019

B
North Dakota 4/4/2019

B
Florida 4/4/2019

B
Ohio 4/4/2019

B
Georgia 4/4/2019

B
Oklahoma 4/4/2019

B
Hawaii 4/4/2019

B
Oregon 4/4/2019

B
Idaho 4/4/2019

B
Pennsylvania 4/4/2019

B
Illinois 4/4/2019

B
Puerto Rico 4/4/2019

IA
Illinois 4/4/2019

B
Rhode Island 4/4/2019

B
Indiana 4/4/2019

B
South Carolina 4/4/2019

B
Iowa 4/4/2019

B
South Dakota 4/4/2019

B
Kansas 4/4/2019

B
Tennessee 4/4/2019

B
Kentucky 4/4/2019

B
Texas 4/4/2019

B
Louisiana 4/4/2019

B
Utah 4/4/2019

B
Maine 4/4/2019

B
Vermont 4/4/2019

B
Maryland 4/4/2019

B
Virgin Islands 4/4/2019

B
Massachusetts 4/4/2019

B
Virginia 4/4/2019

B
Michigan 4/4/2019

B
Washington 4/4/2019

B
Minnesota 4/4/2019

B
West Virginia 4/4/2019

B
Mississippi 4/4/2019

B
Wisconsin 4/4/2019

B
Missouri 4/4/2019

B
Wyoming 4/4/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHERN TRUST INVESTMENTS, INCORPORATED (CRD#:105780)
181 W. Madison, Chicago, IL 60603
Registered with this firm since 4/4/2019

B
NORTHERN TRUST SECURITIES, INC. (CRD#:7927)
181 WEST MADISON, CHICAGO, IL 60675
Registered with this firm since 4/4/2019

Previous Registration(s)
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10/10/2017 - 03/28/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) Chicago, IL
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09/11/2017 - 03/28/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) Chicago, IL
For additional information about investment advisers or broker-dealers, please visit
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.