Individual Firm
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Jonathan Charles Weiss
Jonathan Weiss
CRD#: 6838267
IA
B
AEGIS CAPITAL CORP.CRD#: 15007 701 N Westshore Blvd
Suite 205
TAMPA, FL 33629
Suite 205
TAMPA, FL 33629
View By:
11/13/2023
Employment Separation After Allegations
State Registrations
B
Connecticut 2/21/2024
B
Massachusetts 3/4/2025
B
Florida 2/22/2024
B
New York 1/10/2025
IA
Florida 2/22/2024
IA
Rhode Island 6/24/2024
IA
Massachusetts 1/31/2025
SRO Registrations
B
B
B
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IA
Registered with this firm since 2/22/2024
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Registered with this firm since 1/9/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/07/2017 - 12/08/2023 | LONGMEADOW, MA | |
B | 09/12/2017 - 12/08/2023 | LONGMEADOW, MA |
LONGMEADOW, MA
11/07/2017 - 12/08/2023
LONGMEADOW, MA
09/12/2017 - 12/08/2023
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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