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Detailed Report
Stephen Burleson
Stephen Deryl Burleson
CRD#: 6837029
IA
Investment Adviser
B
Broker
HBKS WEALTH ADVISORSCRD#: 112139 1000 SE MONTEREY COMMONS BLVD
SUITE 101
STUART, FL 34996
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 1000 SE MONTEREY COMMONS BLVD
SUITE 101
STUART, FL 34996
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2020 (2 years)2 FIRMS2020 - 2023 (3 years)2 FIRMS2024 - Present (1 year)
License(s)

State Registrations

B
California 3/14/2024
IA
Florida 3/22/2024
B
Florida 3/14/2024
B
North Carolina 3/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HBKS WEALTH ADVISORS (CRD#:112139)
1000 SE MONTEREY COMMONS BLVD SUITE 101, STUART, FL 34996
Registered with this firm since 3/22/2024
B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
1000 SE MONTEREY COMMONS BLVD SUITE 101, STUART, FL 34996
Registered with this firm since 3/14/2024
Previous Registration(s)
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IA
 06/01/2020 - 12/08/2023 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) STUART, FL
B
 05/29/2020 - 12/08/2023 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) STUART, FL
IA
 11/09/2017 - 06/01/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JUPITER, FL
B
 09/29/2017 - 06/01/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JUPITER, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.