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Detailed Report
Pantelis Emanuel Miliotis
PANTELIS MILIOTIS, Pante Emanuel Miliotis
CRD#: 6836574
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Investment Adviser
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Previous Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 4018 Oleander Drive
Suite 102
Wilmington, NC 28403
Registration History
2017201820192020202120222023202420252026IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2022 - Present (2 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2017 - 2022 (5 years)IAVANGUARD ADVISERS, INC. (CRD# 106715)2019 - 2022 (3 years)
License(s)

State Registrations

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North Carolina 10/11/2022
Current Registration(s)
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COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
4018 Oleander Drive Suite 102, Wilmington, NC 28403
Registered with this firm since 10/11/2022
Previous Registration(s)
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 10/01/2019 - 10/12/2022 VANGUARD ADVISERS, INC. (CRD#:106715) CHARLOTTE, NC
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 08/28/2017 - 10/12/2022 VANGUARD MARKETING CORPORATION (CRD#:7452) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.