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Detailed Report
DAVID ANDREW WYNSTRA
David Wynstra
CRD#: 6835319
IA
Investment Adviser
B
Broker
PRINCIPAL ADVISED SERVICESCRD#: 297324 Waterloo, IA
PRINCIPAL SECURITIES, INC.CRD#: 1137 WATERLOO, IA
Registration History
2017201820192020202120222023202420252026IAPRINCIPAL ADVISED SERVICES (CRD# 297324)2024 - Present (<1 year)BPRINCIPAL SECURITIES, INC. (CRD# 1137)2017 - Present (7 years)IAPRINCIPAL SECURITIES, INC. (CRD# 1137)2018 - 2023 (5 years)
License(s)

State Registrations

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Alabama 11/19/2021
B
Missouri 11/19/2021
B
Alaska 11/19/2021
B
Montana 11/19/2021
B
Arizona 11/19/2021
B
Nebraska 11/19/2021
B
Arkansas 11/19/2021
B
Nevada 11/19/2021
B
California 11/19/2021
B
New Hampshire 11/19/2021
B
Colorado 11/19/2021
B
New Jersey 11/19/2021
B
Connecticut 11/19/2021
B
New Mexico 11/19/2021
B
Delaware 11/19/2021
B
New York 11/19/2021
B
District of Columbia 11/19/2021
B
North Carolina 11/19/2021
B
Florida 11/19/2021
B
North Dakota 11/19/2021
B
Georgia 11/19/2021
B
Ohio 11/19/2021
B
Hawaii 11/19/2021
B
Oklahoma 11/19/2021
B
Idaho 11/19/2021
B
Oregon 11/19/2021
B
Illinois 11/19/2021
B
Pennsylvania 11/19/2021
B
Indiana 11/19/2021
B
Rhode Island 11/19/2021
B
Iowa 11/19/2021
B
South Carolina 11/19/2021
IA
Iowa 8/7/2024
B
South Dakota 11/19/2021
B
Kansas 11/19/2021
B
Tennessee 11/19/2021
B
Kentucky 11/19/2021
B
Texas 11/19/2021
B
Louisiana 11/19/2021
B
Utah 11/19/2021
B
Maine 11/19/2021
B
Vermont 11/19/2021
B
Maryland 11/19/2021
B
Virginia 11/19/2021
B
Massachusetts 11/19/2021
B
Washington 11/19/2021
B
Michigan 11/19/2021
B
West Virginia 11/19/2021
B
Minnesota 11/19/2021
B
Wisconsin 11/19/2021
B
Mississippi 11/19/2021
B
Wyoming 11/19/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRINCIPAL ADVISED SERVICES (CRD#:297324)
Waterloo, IA
Registered with this firm since 8/7/2024
B
PRINCIPAL SECURITIES, INC. (CRD#:1137)
WATERLOO, IA
Registered with this firm since 8/7/2017
Previous Registration(s)
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IA
 11/05/2018 - 11/26/2023 PRINCIPAL SECURITIES, INC. (CRD#:1137) Waterloo, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.