Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
David Robert Dodd
CRD#: 6833370
IA
Investment Adviser
B
Previous Broker
THE OTHER 90 FINANCIAL, LLCCRD#: 323952 MOUNT VERNON, IN
Registration History
201820192020202120222023202420252026IATHE OTHER 90 FINANCIAL, LLC (CRD# 323952)2022 - Present (2 years)BEDWARD JONES (CRD# 250)2018 - 2020 (1 year)IAINSPIRE ADVISORS, LLC (CRD# 300279)2020 - 2022 (2 years)IAEDWARD JONES (CRD# 250)2019 - 2020 (1 year)
License(s)

State Registrations

IA
Illinois 2/24/2023
IA
Indiana 11/30/2022
Current Registration(s)
IA
THE OTHER 90 FINANCIAL, LLC (CRD#:323952)
MOUNT VERNON, IN
Registered with this firm since 11/30/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/24/2020 - 12/09/2022 INSPIRE ADVISORS, LLC (CRD#:300279) Mount Vernon, IN
IA
 01/08/2019 - 06/23/2020 EDWARD JONES (CRD#:250) MT VERNON, IN
B
 12/12/2018 - 06/23/2020 EDWARD JONES (CRD#:250) MT VERNON, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.