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DANIEL ANTONIO ESCORCIA
Daniel Escorcia
CRD#: 6832908
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 8 MONTGOMERY STREET
SAN FRANCISCO, CA 94104
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 8 MONTGOMERY STREET
SAN FRANCISCO, CA 94104
Registration History
20172018201920202021202220232024202520262 FIRMS2019 - 2020 (1 year)2 FIRMS2020 - 2022 (2 years)2 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2017 - 2018 (1 year)
License(s)

State Registrations

B
Alaska 1/15/2025

B
New Jersey 7/19/2024

B
Arizona 11/22/2023

B
New Mexico 11/20/2024

B
California 4/3/2023

B
New York 11/22/2023

IA
California 4/11/2023

B
North Carolina 5/3/2024

B
Colorado 9/29/2023

B
Oklahoma 11/20/2024

B
Connecticut 11/20/2024

B
Oregon 8/7/2024

B
District of Columbia 11/20/2024

B
Puerto Rico 8/7/2024

B
Florida 3/2/2024

B
South Carolina 1/15/2025

B
Georgia 11/22/2023

B
Tennessee 9/29/2023

B
Hawaii 11/20/2024

B
Texas 3/29/2024

B
Idaho 8/7/2024

IA
Texas 5/3/2024

B
Illinois 11/20/2024

B
Utah 7/21/2023

B
Louisiana 3/2/2024

B
Virgin Islands 8/7/2024

B
Maryland 1/15/2025

B
Virginia 9/29/2023

B
Massachusetts 7/21/2023

B
Washington 7/21/2023

B
Montana 11/20/2024

B
Wyoming 1/15/2025

B
Nevada 7/5/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
8 MONTGOMERY STREET, SAN FRANCISCO, CA 94104
Registered with this firm since 4/11/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
8 MONTGOMERY STREET, SAN FRANCISCO, CA 94104
SAN FRANCISCO, CA
Registered with this firm since 4/3/2023

Previous Registration(s)
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IA
07/06/2022 - 02/28/2023 T. ROWE PRICE ASSOCIATES, INC. (CRD#:105496) SAN FRANCISCO, CA
B
07/06/2022 - 02/28/2023 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) SAN FRANCISCO, CA
IA
03/09/2020 - 05/10/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RENO, NV
B
03/09/2020 - 05/10/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RENO, NV
IA
05/15/2019 - 03/17/2020 CHARLES SCHWAB & CO., INC. (CRD#:5393) Reno, NV
B
02/12/2019 - 03/17/2020 CHARLES SCHWAB & CO., INC. (CRD#:5393) Reno, NV
B
09/21/2017 - 11/16/2018 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) RENO, NV
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.