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Detailed Report
Alex Picone
CRD#: 6832747
IA
Investment Adviser
B
Broker
STONEX ADVISORS INC.CRD#: 174182 3 Valley Square
Suite 110
Blue Bell, PA 19422
STONEX SECURITIES INC.CRD#: 18456 3 Valley Square
Suite 110
Blue Bell, PA 19422
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IASTONEX ADVISORS INC. (CRD# 174182)2024 - Present (1 year)BSTONEX SECURITIES INC. (CRD# 18456)2023 - Present (1 year)BSMBC NIKKO SECURITIES AMERICA,... (CRD# 28602)2022 - 2023 (<1 year)
License(s)

State Registrations

B
Pennsylvania 8/1/2023
IA
Pennsylvania 1/17/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STONEX ADVISORS INC. (CRD#:174182)
3 Valley Square Suite 110, Blue Bell, PA 19422
Registered with this firm since 1/17/2024
B
STONEX SECURITIES INC. (CRD#:18456)
3 Valley Square Suite 110, Blue Bell, PA 19422
Registered with this firm since 8/1/2023
Previous Registration(s)
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B
 09/09/2022 - 06/30/2023 SMBC NIKKO SECURITIES AMERICA, INC. (CRD#:28602) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.