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CHRIS G BOSTETTER
CHRIS GEORGE BOSTETTER, Chris Bostetter
CRD#: 6832280
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 7001 WEST RAY ROAD
CHANDLER PAVILIONS
CHANDLER, AZ 85226
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 7001 WEST RAY ROAD
CHANDLER PAVILIONS
CHANDLER, AZ 85226
Registration History
2004200620082010201220142016201820202022202420263 FIRMS2018 - 2021 (2 years)2 FIRMS2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2017 - 2018 (<1 year)
Disclosure(s)
View By:
5/10/2005
Criminal
Final Disposition
8/9/2004
Criminal
Final Disposition
License(s)

State Registrations

B
Alaska 8/17/2023

B
New Mexico 5/18/2022

B
Arizona 5/17/2022

B
North Carolina 3/4/2024

IA
Arizona 5/23/2022

B
Oklahoma 2/24/2025

B
California 5/10/2022

B
Oregon 2/23/2024

B
Colorado 10/20/2023

B
South Dakota 11/21/2024

B
Georgia 8/20/2024

B
Tennessee 2/5/2024

B
Illinois 12/19/2023

B
Texas 6/8/2022

B
Indiana 12/17/2023

IA
Texas 6/23/2022

B
Michigan 3/21/2024

B
Utah 5/10/2022

B
Minnesota 5/13/2024

B
Vermont 11/21/2024

B
Missouri 8/22/2024

B
Virginia 7/26/2023

B
Nevada 5/19/2022

B
Washington 3/4/2024

B
New Jersey 9/29/2023

B
Wisconsin 7/11/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
7001 WEST RAY ROAD CHANDLER PAVILIONS, CHANDLER, AZ 85226
Registered with this firm since 5/23/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
7001 WEST RAY ROAD CHANDLER PAVILIONS, CHANDLER, AZ 85226
QUEEN CREEK, AZ
Registered with this firm since 5/8/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/05/2018 - 03/11/2021 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) OAK BROOK, IL
IA
06/05/2018 - 03/11/2021 TD AMERITRADE, INC. (CRD#:7870) OAK BROOK, IL
B
06/01/2018 - 03/11/2021 TD AMERITRADE, INC. (CRD#:7870) OAK BROOK, IL
B
12/05/2017 - 05/07/2018 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) HIGHLAND PARK, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.