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ALEC M BIRKHOLD
CRD#: 6830901
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 820 W. North Ave
Chicago, IL 60642-2502
Registration History
201820192020202120222023202420252026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2019 - Present (6 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2018 - Present (7 years)
License(s)

State Registrations

B
Arkansas 6/5/2019

B
Minnesota 2/12/2024

B
California 4/5/2018

B
Missouri 6/5/2019

B
District of Columbia 6/5/2019

B
New Jersey 4/5/2018

B
Florida 4/5/2018

B
New York 4/5/2018

B
Hawaii 6/5/2019

B
Ohio 6/6/2019

B
Illinois 4/5/2018

B
Oregon 6/5/2019

IA
Illinois 1/9/2019

B
Pennsylvania 6/5/2019

B
Indiana 3/5/2018

B
Tennessee 6/5/2019

B
Iowa 2/12/2024

B
Texas 6/5/2019

B
Massachusetts 6/25/2024

B
Wisconsin 6/5/2019

B
Michigan 6/5/2019

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
820 W. North Ave, Chicago, IL 60642-2502
Registered with this firm since 1/9/2019

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
820 W. North Ave, Chicago, IL 60642-2502
Registered with this firm since 1/2/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.