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CASEY LEE COMSTOCK
Casey Comstock
CRD#: 6830403
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 200 S. 108 Ave
Omaha, NE 68154
Registration History
2017201820192020202120222023202420252026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2022 - Present (2 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2023 - Present (2 years)BTD AMERITRADE, INC. (CRD# 7870)2017 - 2023 (5 years)IATD AMERITRADE, INC. (CRD# 7870)2017 - 2022 (4 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2017 - 2019 (1 year)
License(s)

State Registrations

B
Alabama 1/23/2023

B
Montana 1/23/2023

B
Alaska 1/23/2023

IA
Nebraska 9/30/2022

B
Arizona 1/23/2023

B
Nebraska 1/23/2023

B
Arkansas 1/23/2023

B
Nevada 2/20/2023

B
California 1/23/2023

B
New Hampshire 1/23/2023

B
Colorado 1/23/2023

B
New Jersey 1/23/2023

B
Connecticut 1/23/2023

B
New Mexico 1/23/2023

B
Delaware 1/23/2023

B
New York 1/23/2023

B
District of Columbia 1/23/2023

B
North Carolina 2/14/2023

B
Florida 1/23/2023

B
North Dakota 1/23/2023

B
Georgia 1/23/2023

B
Ohio 1/23/2023

B
Hawaii 1/23/2023

B
Oklahoma 1/23/2023

B
Idaho 1/23/2023

B
Oregon 1/24/2023

B
Illinois 1/23/2023

B
Pennsylvania 1/24/2023

B
Indiana 1/23/2023

B
Rhode Island 1/23/2023

B
Iowa 1/23/2023

B
South Carolina 1/23/2023

B
Kansas 1/23/2023

B
South Dakota 1/23/2023

B
Kentucky 1/23/2023

B
Tennessee 1/23/2023

B
Louisiana 1/23/2023

B
Texas 1/23/2023

B
Maine 1/23/2023

B
Utah 1/24/2023

B
Maryland 1/23/2023

B
Vermont 1/23/2023

B
Massachusetts 1/24/2023

B
Virginia 1/25/2023

B
Michigan 1/23/2023

B
Washington 1/23/2023

B
Minnesota 1/23/2023

B
West Virginia 2/9/2023

B
Mississippi 1/23/2023

B
Wisconsin 1/23/2023

B
Missouri 1/23/2023

B
Wyoming 1/23/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
200 S. 108 Ave, Omaha, NE 68154
Registered with this firm since 9/30/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
200 S. 108 Ave, Omaha, NE 68154
Registered with this firm since 1/23/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/21/2017 - 02/20/2023 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
IA
12/20/2017 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
IA
12/20/2017 - 05/28/2019 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) OMAHA, NE
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.