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Detailed Report
Thomas Barrett Kasper Jr
Thomas Barrett Kasper
CRD#: 6827590
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1081 LONG POND ROAD SUITE 200
Rochester, NY 14626-0000
Registration History
2017201820192020202120222023202420252026IAEDWARD JONES (CRD# 250)2018 - Present (7 years)BEDWARD JONES (CRD# 250)2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 7/7/2021
B
New Jersey 4/8/2021
B
California 8/23/2018
B
New York 1/3/2018
B
Colorado 4/4/2024
IA
New York 4/23/2021
B
Florida 6/8/2020
B
Pennsylvania 4/22/2021
B
Georgia 5/8/2018
B
South Carolina 5/27/2020
B
Hawaii 4/20/2021
B
Texas 12/14/2020
B
Massachusetts 4/7/2021
IA
Texas 12/16/2020
B
Michigan 12/10/2024
B
Virginia 3/10/2020
IA
Missouri 1/3/2018
B
Washington 12/3/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1081 LONG POND ROAD SUITE 200, Rochester, NY 14626-0000
Registered with this firm since 1/3/2018
B
EDWARD JONES (CRD#:250)
1081 LONG POND ROAD SUITE 200, Rochester, NY 14626-0000
Registered with this firm since 10/12/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.