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LESLIE BRUCE
Leslie Bruce, LESLIE TUTOVIC
CRD#: 6825019
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 61 SOUTH PARAMUS ROAD
4th FLOOR
PARAMUS, NJ 07652
Registration History
2017201820192020202120222023202420252026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2024 - Present (<1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2020 - Present (4 years)BSANFORD C. BERNSTEIN & CO., LLC (CRD# 104474)2017 - 2020 (2 years)
License(s)

State Registrations

B
Alabama 8/12/2024

B
New Hampshire 8/12/2024

B
Alaska 2/10/2023

B
New Jersey 11/10/2020

B
Arizona 11/10/2020

IA
New Jersey 3/5/2024

B
Arkansas 8/12/2024

B
New Mexico 1/11/2022

B
California 11/10/2020

B
New York 11/10/2020

B
Colorado 2/10/2023

IA
New York 1/22/2025

B
Connecticut 11/10/2020

B
North Carolina 11/10/2020

B
Delaware 1/11/2022

B
Ohio 1/11/2022

B
District of Columbia 11/10/2020

B
Oklahoma 8/12/2024

B
Florida 1/11/2022

B
Oregon 1/11/2022

B
Georgia 11/10/2020

B
Pennsylvania 11/10/2020

B
Hawaii 1/29/2021

B
Puerto Rico 8/12/2024

B
Illinois 11/10/2020

B
Rhode Island 1/11/2022

B
Indiana 8/12/2024

B
South Carolina 1/11/2022

B
Louisiana 8/12/2024

B
South Dakota 11/10/2020

B
Maine 8/12/2024

B
Tennessee 11/10/2020

B
Maryland 2/10/2023

B
Texas 11/10/2020

B
Massachusetts 11/10/2020

B
Utah 8/12/2024

B
Michigan 2/10/2023

B
Vermont 1/11/2022

B
Minnesota 1/11/2022

B
Virginia 11/10/2020

B
Missouri 9/15/2022

B
Washington 1/11/2022

B
Montana 8/12/2024

B
Wisconsin 8/12/2024

B
Nebraska 2/10/2023

B
Wyoming 8/12/2024

B
Nevada 11/10/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
61 SOUTH PARAMUS ROAD 4th FLOOR, PARAMUS, NJ 07652
Bergen, NJ
Registered with this firm since 3/5/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
61 SOUTH PARAMUS ROAD 4th FLOOR, PARAMUS, NJ 07652
Bergen, NJ
Registered with this firm since 11/10/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/04/2017 - 03/05/2020 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.